As filed with the Securities and Exchange Commission on July 24, 2013

Registration No. 333-       

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

 


 

Onconova Therapeutics, Inc.

(Exact Name of Registrant as Specified in its Charter)

 


 

Delaware

 

2834

 

22-3627252

(State or Other Jurisdiction of

Incorporation or Organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

 

375 Pheasant Run
Newtown, PA 18940
(267) 759-3680

(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 


 

copies to:

 

David S. Rosenthal, Esq.
James J. Marino, Esq.
Dechert LLP
1095 Avenue of the Americas
New York, New York 10036
(212) 698-3500

 

Andrew S. Williamson, Esq.
Brent B. Siler, Esq.
Brian F. Leaf, Esq.
Cooley LLP
11951 Freedom Drive
Reston, Virginia 20190
(703) 456-8000

 


 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  o

 

If this Form is filed to register additional securities for an offering pursuant Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  x 333-189358

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer

o

Accelerated filer

o

 

 

 

 

Non-accelerated filer

x  (Do not check if a smaller reporting company)

Smaller reporting company

o

 


 

CALCULATION OF REGISTRATION FEE

 

Title of each class of
securities to be registered

 

Amount
to be
registered (1)(2)

 

Proposed
maximum
offering price
per share

 

Proposed
maximum
aggregate
offering price (3)

 

Amount of
registration fee

Common Stock, $0.01 par value per share

 

633,975 shares

 

$

15.00

 

$

9,509,625

 

$

1,298

 

(1)

 

Includes 82,693 shares which the Underwriters have the option to purchase from the Company to cover over-allotments, if any.

(2)

 

The Registrant is registering 633,975 shares pursuant to this Registration Statement, which shares are in addition to the 5,307,692 shares registered pursuant to the Form S-1 Registration Statement (Registration No. 333-189358).

(3)

 

Estimated in accordance with Rule 457(a) of the Securities Act of 1933, as amended.

 

This Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

 



 

EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

 

This Registration Statement on Form S-1 relating to the public offering of common stock of Onconova Therapeutics, Inc. contemplated by the Registration Statement on Form S-1 (File No. 333-189358), as amended (the “Prior Registration Statement”) is filed pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended, solely to increase the number of shares to be offered in the public offering by 633,975 shares, including 82,693 shares that may be sold pursuant to an over-allotment option granted to the underwriters. The contents of the Prior Registration Statement, including all exhibits thereto, which was declared effective by the Securities and Exchange Commission on July 24, 2013, are hereby incorporated by reference.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newtown, Commonwealth of Pennsylvania, on the 24th day of July, 2013.

 

 

ONCONOVA THERAPEUTICS, INC.

 

 

 

By:

/s/ RAMESH KUMAR, PH.D. 

 

 

Ramesh Kumar, Ph.D.
President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ RAMESH KUMAR, PH.D.

 

Director, President and Chief Executive

 

July 24, 2013

Ramesh Kumar, Ph.D.

 

Officer (Principal Executive Officer)

 

 

 

 

 

 

 

/s/ AJAY BANSAL

 

Director and Chief Financial Officer

 

July 24, 2013

Ajay Bansal

 

(Principal Financial Officer)

 

 

 

 

 

 

 

/s/ JAMES R. ALTLAND

 

Senior Vice President, Finance & Corporate

 

July 24, 2013

James R. Altland

 

Development (Principal Accounting Officer)

 

 

 

 

 

 

 

*

 

Chairman, Board of Directors

 

July 24, 2013

Michael B. Hoffman

 

 

 

 

 

 

 

 

 

*

 

Director

 

July 24, 2013

Henry S. Bienen, Ph.D.

 

 

 

 

 

 

 

 

 

*

 

Director

 

July 24, 2013

Viren Mehta

 

 

 

 

 

3



 

Signature

 

Title

 

Date

 

 

 

 

 

*

 

Director

 

July 24, 2013

Sarath Naru

 

 

 

 

 

 

 

 

 

*

 

Director

 

July 24, 2013

Pankaj R. Patel

 

 

 

 

 

 

 

 

 

*

 

Director

 

July 24, 2013

E. Premkumar Reddy, Ph.D.

 

 

 

 

 

 

 

 

 

*

 

Director

 

July 24, 2013

Alan R. Williamson, Ph.D.

 

 

 

 

 

*By:

/s/ RAMESH KUMAR PH.D.

 

 

Ramesh Kumar Ph.D.

 

 

Attorney-in-fact

 

 

4



 

EXHIBIT INDEX

 

Exhibit
No.

 

Description

 

 

 

5.1

*

 

Opinion of Dechert LLP regarding the validity of the securities being registered.

 

 

 

 

23.1

 

 

Consent of Ernst & Young LLP.

 

 

 

 

23.2

 

 

Consent of EisnerAmper LLP.

 

 

 

 

23.3

*

 

Consent of Dechert LLP (included in Exhibit 5.1).

 

 

 

 

24.1

**

 

Powers of Attorney

 


*

Filed as Exhibit 5.1 to Pre-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form S-1 (File No. 333-189358) filed with the Commission on July 23, 2013.

**

Filed as Exhibit 24.1 to the Registrant’s Registration Statement on Form S-1 (File No. 333-189358) filed with the Commission on June 14, 2013.

 

5


Exhibit 23.1

 

Consent of Independent Registered Public Accounting Firm

 

We consent to the incorporation by reference in the Registration Statement on Form S-1 filed pursuant to Rule 462(b) of the Securities Act of 1933 of the reference to our firm under the caption “Experts” and our report dated May 3, 2013 (except for the third paragraph of Note 18, as to which the date is July 17, 2013) relating to the consolidated financial statements of Onconova Therapeutics, Inc. included in Amendment No. 2 to the Registration Statement (Form S-1 No. 333-189358) and related Prospectus of Onconova Therapeutics, Inc. for the registration of shares of its common stock.

 

 

/s/Ernst & Young LLP

 

Philadelphia, Pennsylvania

July 24, 2013

 


Exhibit 23.2

 

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

We consent to the incorporation by reference in the Registration Statement of Onconova Therapeutics, Inc. on Form S-1 filed pursuant to Rule 462(b) of the Securities Act of 1933 to be filed on or about July 24, 2013 of our report dated May 2, 2013, except for the third paragraph of Note 18, as to which the date is July 17, 2013, on our audit of the financial statements of Onconova Therapeutics, Inc. as of December 31, 2011 and for the year ended December 31, 2011 included in Amendment 2 to the Registration Statement (Form S-1 No 333-189358). We also consent to the reference to our firm under the caption “Experts” in the Registration Statement on Form S-1.

 

/s/ EISNERAMPER LLP

 

Iselin, NJ

July 24, 2013